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Webinar: What “good” looks like for small FCA-regulated firms

25th September 2025 | 11:00 - 11:45 | Online

Small firms face the same FCA standards with leaner teams and budgets. In this practical session, Katharine Leaman (Leaman Crellin, formerly FCA) shares real-life feedback from firms your size - what’s working, what isn’t, and how to meet expectations without heavy overheads. Then Robert Glynn (Skillcast) will demo CoreCompliance to show how e-learning and the platform help small firms deliver - and evidence - compliance.

What you’ll learn:

  • “Small firm” in FCA terms: what it really means and how your challenges differ from larger peers.
  • The three life stages of a small regulated firm—and the risks and opportunities at each stage.
  • Where expectations are lighter or heavier for smaller firms, with concrete examples of “good” in practice.
  • How peers manage regulation, training and governance efficiently—and how CoreCompliance can help.
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Agenda:

  • Welcome & context for small FCA firms
  • Briefing from ex-FCA: expectations, pitfalls, quick wins
  • Live CoreCompliance demo: assign training, track completion, capture evidence
  • Q&A

Who should attend?

  • Principals, Compliance Officers, and Ops/HR leads at small financial services firms.

Meet our speakers

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Katharine Leaman

Director, Leaman Crellin; formerly FCA. Advises firms on practical, risk-based compliance.

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Robert Glynn

Compliance Solutions Manager and CoreCompliance lead | Skillcast