Approved Persons Training Course
Senior Managers obtain approval to carry out an SMF from the FCA. The Statements of Principle and the Code of Practice for Approved Persons still apply to Appointed Representatives (AR). Our Approved Persons course outlines how the FCA's Approved Persons regime (APER) applies to you as an Appointed Representative of the Firm.
- 40 Minutes
- For all staff
Learning objectives
- Know the purpose of the Approved Persons Regime (APER)
- Recognise what the controlled functions in the Firm are
- Understand the fitness and propriety assessment criteria
- Understand the Statements of Principles for Approved Persons and the Codes of Practice
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