Compliance training case studies from small regulated firms
How small financial services firms without a dedicated compliance team keep staff training current and evidence ready.
How a boutique management firm keeps FCA compliance training current
A boutique independent wealth management firm, where a small team keeps training current as regulatory expectations change, on one annual subscription.
How 1st Class Credit Union simplified compliance training with CoreCompliance
A member-owned credit union that replaced its training platform and now runs compliance training for employees and Board members with one administrator.
One person runs it. The records are there when asked.
Run by one person
Training at both firms is run by a single person: a compliance lead at Capital Generation Partners and one administrator at 1st Class Credit Union.
Training that keeps up
New courses become available through the subscription as regulatory expectations change, so a new topic does not mean finding a new provider.
Records ready for scrutiny
Assignments and completion records sit in one place, ready for audits, Fit and Proper assessments and requests for training logs.
Keep your team's training current and evidence ready
Without building, maintaining and administering a compliance training programme yourself. Try CoreCompliance free for 30 days, no card required.
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How to Choose the Right Compliance Training Platform | SME...
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Choosing the right compliance training solution for your small business can feel difficult. Many options are available but not designed or priced for smaller businesses. Read our step-by-step guide on how to find the right fit for your business.
