Ethical Standards in Insurance and Investment
The intent behind creating an ethical business culture is to aim to do the right thing all the time, as a matter of course. Our Ethical Standards in Insurance and Investment will help educate your employees on the fundamental responsibilities of professionals working in the insurance sector, including to their employer, customers and third parties.
- 45 Minutes
- For all staff
Learning objectives
- Understand the importance of maintaining ethical standards
- Know your fundamental responsibilities: honesty and integrity, avoiding plagiarising, avoiding inappropriate use of confidential information
- Know your responsibilities to the Firm: disclosure of conflicts, responsibilities of supervisors, observing policies regarding personal account dealing, email and Internet access, not misrepresenting yourself or the Firm
- Know your responsibilities to your clients: independence and objectivity, properly preparing research reports, fulfilling fiduciary duties, fair dealing and preserving confidentiality
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