Market Abuse Regulation
Market Abuse Regulations prohibit insider dealing, unlawful disclosure of inside information and market manipulation. If you breach these regulations, you risk heavy fines and even long prison sentences. Our Market Abuse Regulation course will help your employees to understand the laws that safeguard financial market integrity and protect investors.
- 45 Minutes
- For all staff
Learning objectives
- Recognise the types of behaviour classed as market abuse
- Take appropriate action to avoid dealing on the basis of inside information and prevent its unlawful disclosure
- Act with integrity and honesty to avoid market manipulation
- Observe the market rules in relation to insider lists, disclosure of managers' deals, research disclosures and safe harbours
- Know when and how to report suspicious transactions and blow the whistle
Start your compliance e-learning journey with a free trial
Our no-obligation free trial gives you access to our libraries and compliance platform.
Ready to start your free trial? Complete the form, and a member of the Skillcast team will be in touch with further details.